European Heart Journal Advance Access originally published online on April 8, 2005
European Heart Journal 2006 27(6):691-699; doi:10.1093/eurheartj/ehi195
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Prognostic significance of serum cholesterol levels in patients with idiopathic dilated cardiomyopathy
Klinik für Innere Medizin, Kardiologie und Intensivmedizin, Philipps University Marburg, Baldingerstraße, D-35033 Marburg, Germany
Received 12 August 2004; revised 28 January 2005; accepted 3 February 2005; online publish-ahead-of-print 8 April 2005.
* Corresponding author. Tel: +49 6421 286 6462; fax: +49 6421 953825. E-mail address: Christ_michael{at}yahoo.de
See page 641 for the editorial comment on this article (doi:10.1093/eurheartj/ehi812)
| Abstract |
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Aims Previous studies indicate that low cholesterol levels are associated with adverse prognosis in heart failure patients, because elevated lipoprotein levels may negate bacterial endotoxin load induced by gastrointestinal congestion.
Methods and results We examined the prognostic significance of lipid levels in a cohort of 422 patients with idiopathic dilated cardiomyopathy (iDCM) [50±12 years, 342 males, 80 females, left ventricular ejection fraction (LV-EF): 31.6±10.6%]. During 42 months of follow-up, 86 patients (20.3%) died or received a heart transplant. In univariate Cox regression analysis, reduced LV-EF, high New York Heart Association (NYHA) class, and increased LV end-diastolic diameter (LVEDD) were strong risk factors associated with that endpoint, whereas decreased total cholesterol, HDL-cholesterol, and apoprotein I levels were identified as weak risk predictors. After step-wise multivariable analysis, only LVEDD, NYHA class, and LV-EF emerged as parameters independently contributing to the model predicting risk for death or heart transplantation (P<0.05). Cholesterol levels were positively associated with LV-EF and negatively associated with LVEDD (P<0.05). Circulating sCD14 levels, a marker of endotoxin exposure, were related to cholesterol levels (P<0.05) and LV-EF (P<0.05).
Conclusion Decreased cholesterol levels do not independently predict adverse prognosis in patients with iDCM. Our findings indicate that low cholesterol levels are dependent on the severity of cardiac disease.
Key Words: Cholesterol Chronic heart failure Dilated cardiomyopathy Risk stratification
| Introduction |
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Experimental and clinical evidence indicates that hypercholesterolaemia and inflammation are essentially involved in the pathogenesis of coronary artery disease (CAD).1 Cholesterol synthase inhibitors (statins) reduce cholesterol levels, and subsequently attenuate progression of CAD leading to reduced morbidity and mortality in CAD patients.25 The use of statins reportedly prevent the development of new-onset heart failure.6 However, adverse effects of hypocholesterolaemia due to statin therapy have been suggested in patients with severe heart failure.7,8 Observational studies report that low cholesterol and triglyceride levels indicate adverse prognosis in patients with chronic heart failure (CHF).811
Outcome in CHF patients is most notably dependent on the severity of cardiac disease. A reduced left ventricular ejection fraction (LV-EF), an increased LV end-diastolic diameter (LVEDD), and a higher New York Heart Association (NYHA) functional class have emerged as most important risk predictors associated with adverse prognosis in heart failure patients irrespective of its aetiology.1215 Progressive systolic pump failure and incremental LV wall strain lead to an activation of neurohormones including circulating and local catecholamines, natriuretic peptides, pro-inflammatory cytokines, and the reninangiotensinaldosterone system. Elevation of neurohormones and cytokines have been linked to detrimental cardiac remodelling, progressive pump failure, and sudden cardiac death suggesting a vicious circle.16,17 Cytokine activation in CHF patients at least partially depends on the exposure of bacterial endotoxins due to intestinal congestion.7,18,19 Cholesterol- and triglyceride-rich lipoproteins may have the capacity to bind and detoxify bacterial endotoxins suggesting that low cholesterol levels may be deleterious due to the inability of lipoproteins to oppose endotoxin exposure.7 Indeed, overall outcome has been improved experimentally by cholesterol containing lipoproteins after endotoxin exposure.2024
Although this endotoxinlipoprotein hypothesis appears conclusive, published observational studies have been small and enrolled highly selected patients.18,25,26 Moreover, CAD patients were included in those surveys and CAD by itself is an inflammatory disease.1 Therefore, we prospectively examined the independent prognostic role of lipid levels and established markers of disease severity1215 in CHF patients with idiopathic dilated cardiomyopathy (iDCM) as a model of pure heart failure. Our hypothesis was that lipid levels should be a predictor of death or heart transplantation in CHF patients with iDCM using a multivariable Cox regression model. Finally, we explored whether cholesterol levels are related to circulating sCD14 levels in vivo, a marker of endotoxin exposure.18,27,28
| Methods |
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Patients and study design
The study was approved by the institutional review board of the Marburg University, Germany, and complies with the Declaration of Helsinki. Consecutive heart failure patients with iDCM (LV-EF
45%), who have been referred to the Department of Internal Medicine, Cardiology, for further diagnostics, were prospectively enrolled in the Marburg Cardiomyopathy database after patients had given written, informed consent. Enrolment started in December 1992 after complete non-invasive and invasive cardiac evaluation had been conducted and lasted until December 2001. We analysed data from 422 iDCM patients of this database (Figure 1A) with the date of lipid measurement used as the time of entry into this study. A histogram of patient enrolment per year is given in Figure 1B.
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All patients were stable with regard to symptoms and drug treatment for at least 1 month before enrolment. Echocardiographic examinations were performed at the time of enrolment using a Sonotron Vingmed CFM 799 machine (Sonotron, Oslo, Norway). LVEDD and ejection fraction were measured according to current recommendations.29 In addition, complete left (and in part right) heart cardiac catheterization including coronary angiography had been performed in all patients prior to enrolment into the database (Table 1). None of the patients had CAD or a history of myocardial infarction, systemic arterial hypertension, diabetes mellitus, alcohol abuse, drug dependency, thyroid disease, malignancies, or systemic diseases known to be associated with dilated cardiomyopathy. Exclusion criteria were severe renal failure, liver disease, active infection, allergy, rheumatoid or connective tissue disease, and anti-inflammatory drug treatment. All patients received medical therapy thought to be optimal for their individual CHF profile at that time (Table 2).
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The majority of patients was seen at least once per year in our heart failure outpatient clinic. In the remaining patients, annual follow-up was performed by a questionnaire or by phone (Figure 1A). The type of death (sudden cardiac death, cardiac, and non-cardiac death) was determined by two investigators (W.G., M.C.) after an extensive evaluation of the case with the use of informations given by the respective physician and relatives.
Measurement of lipid parameters and sCD14 levels
Blood samples were drawn between 8 a.m. and 9 a.m. after an overnight fast of at least 12 h into sampling tubes (Sarstedt, Nuembrecht, Germany) and immediately transferred to the laboratory for measurements. Total cholesterol and triglyceride measurements of serum samples were done using a commercially available colorimetric system (Roche Diagnostics, Mannheim, Germany). High density lipoprotein (HDL)-cholesterol was determined using a commercially available test using the method of Burstein and Lopes-Virella (Roche Diagnostics). Low density lipoprotein (LDL)-cholesterol levels were calculated using the equation of Friedewald (LDL-cholesterol=fasting cholesterol 1/5 triglycerideHDL-cholesterol). Apoprotein AI levels were available in 276 patients and were determined using immunologic techniques (ApoA1, Kit Behring Nephelometer 100, Roche Diagnostics). Creatinine clearance was calculated using the formula of Cockcroft and Gault.30
In a subgroup of 82 patients, who have been enrolled during the last years and for whom serum samples of those patients have been stored at 80°C, circulating sCD14 levels were determined using a commercial ELISA system (IBL, Hamburg Germany). sCD14 was immobilized by a polyclonal antibody and sCD14 levels were quantified using a biotin-conjugated second antibody directed against an additional epitope of sCD14 and a peroxidase system.18
Statistical analysis
Results are expressed as median (range) and point estimate (95% confidence intervals). Demographic characteristics are given as mean±standard deviation. The primary objective of the study was to examine whether cholesterol, LDL-cholesterol, HDL-cholesterol, triglycerides, and apolipoprotein I independently contribute to predict adverse prognosis in patients with iDCM. The known influencing factors NYHA functional class, LV-EF, and LVEDD should be included in that analysis.1215
Univariate and multivariable Cox proportional hazards models were used to evaluate the association between the outcome measures (primary endpoint: time to death or heart transplantation as a combined endpoint; secondary endpoint: time to death alone) and following primary covariates: NYHA functional class, LV-EF, LVEDD, cholesterol, LDL-cholesterol, HDL-cholesterol, triglycerides, and apolipoprotein I. Evaluation of univariate grouped KaplanMeier plots did not provide any suggestions for a crude violation of the assumption of proportional hazard rates. For all of these examined variables, which have been included in the models, no information is given that they should be transformed before inclusion into the Cox regression models. It was not planned to compute interactions of the earlier mentioned factors and to include them into the models, because no such interactions have been reported. In addition, there are restrictions concerning the multiplicity of such statistical models and the limited sample size of our database.
Confirmative analysis
According to the primary objective of the study, the five potential factors were tested at a global significance level of 5%. Adjustment for multiple testing was addressed by use of Bonferroni correction. Adjusting for the three known influencing factors, these variables were included in the Cox regression model for the primary endpoint in each of the five primary tests.
It was planned to build prediction models including the known and significant factors from the primary analysis. In further secondary statistical analyses, the value of prognostic factors, which have been discussed in the literature, has been explored.3134 For building a first Cox regression model, we thereby used a stepwise procedure with an entry level of 0.15. Transplant-free survival probabilities were estimated with the KaplanMeier method and the log-rank test was used for comparisons of curves. Calculating with the number of 86 observed events (death or heart transplantation), we are able to differentiate a two-fold increased risk with a power of 80% in two groups with a comparable number of subjects.
Additional statistical analyses such as analysis of variance (ANOVA), linear regression, and Pearson correlation were used for exploration, description, and interpretation. All P-values reported are two-sided and are not adjusted for multiple testing. All statistical calculations were performed using the SAS statistical software package (SAS Institute, Cary, NC, USA).
| Results |
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Patient characteristics
Follow-up was defined as the time between measurement of lipid levels and the censoring date or date of event. Median follow-up duration of all patients was 42 months (range 1105 months). Of the 422 patients, 86 died or received a heart transplant after 197 months (median: 24 months) and 71 died after 197 months (median: 25 months). The endpoints were as follows: cardiac deaths, n=63 (sudden cardiac deaths, n=28); non-cardiac deaths, n=8; heart transplantation, n=15. The mean follow-up period in 336 Htx-free survivors was 1105 months (median: 47 months). The cumulative number for death or heart transplantation was 14, 26, and 43 at 6, 12, and 24 months of 422, 402, and 337 patients followed at the respective times. The KaplanMeier estimates were 0.974 (0.9580.989), 0.954 (0.9340.974), and 0.910 (0.8810.939) at 6, 12, and 24 months, respectively.
Demographic characteristics and results of electrocardiography and echocardiography of the study patients are given in Table 1. Laboratory measures including lipid levels and the medication of heart failure patients of the study cohort at study entry are displayed in Table 2. At the first follow-up, NYHA functional class has improved in 112 and deteriorated in 100 patients. Cholesterol levels at baseline were 5.8±1.4 mmol/L in patients, in whom NYHA functional class improved, and 5.4±1.3 or 5.1±1.2 mmol/L in patients, in whom NYHA class was stable or deteriorated (ANOVA: P=0.0007; better vs. stable: P=0.02; better vs. worse: P=0.0001; stable vs. worse: P=0.09). Comparable differences were shown when LDL-cholesterol levels were compared with changes of NYHA class (ANOVA: P=0.002; better vs. stable: P=0.01; better vs. worse: P=0.0006; stable vs. worse: P=0.24), whereas no differences were evident for triglycerides, HDL-cholesterol, and apolipoprotein AI (ANOVA: P=0.76, 0.06, and 0.18, respectively). On enrolment, 37 patients were on statins. At the last follow-up, 13 patients were on continuing statin treatment and 10 patients were intermittent users; statins were added in 33 and discontinued in 24 patients.
Cox regression models
Univariate analyses
Cox proportional hazards analyses (Table 3) showed that a higher NYHA functional class, a higher LVEDD, and a lower LV-EF were significant risk factors for death or heart transplantation in iDCM patients. In addition, low cholesterol, HDL-cholesterol, and apolipoprotein AI levels were associated with worse outcome, whereas no significant associations were found for triglyceride and LDL-cholesterol levels. Of interest, the use of beta-blockers and the use of statins were associated with improved outcome. A higher resting heart rate, higher pulmonary capillary wedge and pulmonary artery pressure, and the presence of a left bundle branch block were significant adverse risk factors for the combined endpoint. Age, sex, body mass index, haemoglobin, creatinine, creatinine clearance, potassium, and C-reactive protein levels did not indicate an increased risk for death or heart transplantation in iDCM patients. Comparable results were obtained when mortality alone was used as endpoint (Table 3).
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Patients were grouped according to their lipid levels (predefined cut-off value: median of total cholesterol, HDL-cholesterol, LDL-cholesterol, or triglyceride levels in the examined population) and log-rank analysis was performed. Transplant-free survival was higher in heart failure patients with cholesterol levels above the median (P=0.03). There was a trend to a lower rate of death or heart transplant in patients with HDL-cholesterol levels above the respective median (P=0.08). No differences were found after patients have been grouped according to LDL-serum levels (P=0.43) or triglyceride levels (P=0.16). In further exploratory analysis, patients were grouped by tertiles of respective lipid data to visualize the dose-response relationship between lipid measurements and outcome (Figure 2). iDCM patients who received statins at any time during the study had a significantly better prognosis than patients who never received cholesterol synthase inhibitors (Figure 3).
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Multivariable analyses
Several multivariable Cox proportional hazards models were analysed (Table 4). After step-wise regression analysis, only LVEDD, NYHA functional class, and LV-EF emerged as parameters independently contributing to the model predicting increased risk for death or heart transplantation. When cholesterol, triglyceride, LDL-cholesterol, HDL-cholesterol, or apolipoprotein AI levels were added to the models, contribution of LVEDD, LV-EF, and NYHA functional class was nearly unchanged and lipid parameters could not be proven to be independent contributors in these models (Table 4; cholesterol: P=0.34; triglycerides: P=0.17; LDL-cholesterol: P=0.84; HDL-cholesterol: P=0.49; apolipoprotein AI: P=0.17). If the patients on statins (Table 2) are removed from statistical analysis, the relationship between cholesterol and transplant free-survival is not essentially altered. The Cox proportional hazards model was recalculated by adding important clinical parameters into the model: serum potassium levels, resting heart rate, pulmonary capillary wedge pressure, pulmonary artery pressure, and the presence of a left bundle branch block did not add any further independent information (Table 5). Comparable results were obtained, when death alone was used as endpoint. A reduced LV-EF did not contribute further independent informations in the multivariable Cox regression models, when death alone was used as endpoint. This may be explained by the some relation of increased LVEDDs and reduced LV-EF. Beta-blocker use was associated with a trend to a better transplant-free survival in iDCM patients and was significantly associated with better outcome when death alone was used as endpoint. Of interest, exploratory multivariable Cox regression models revealed that the use of statins at any time during the study significantly contributed to the model predicting death or heart transplantation or death alone in our population (Table 5).
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Furthermore, we evaluated the contribution of the earlier mentioned parameters to predict adverse outcomes using the exact modes of death as endpoints. Although limited by the small sample sizes, LVEDD, NYHA functional class, and LV-EF emerged as parameters predicting cardiac death (P=0.0005, 0.0061, and 0.07, respectively) or heart transplantation (P=0.017, 0.016, and 0.09, respectively), whereas the use of statins or total cholesterol levels did not add any further important informations. LVEDD and total cholesterol levels independently contributed to the models to predict sudden cardiac death (P=0.049 and 0.048, respectively), while LVEDD and NYHA class did not. None of the variables significantly contributed to the Cox regression models to predict non-cardiac deaths (n=8) due to the small sample size.
Lipid levels and severity of cardiac disease
Associations between total cholesterol levels and NYHA functional class, LVEDD and LV-EF are illustrated in Figure 4. Patients in the NYHA functional class III had lower cholesterol levels than CHF patients in NYHA functional class I (Figure 4A, P=0.03). Total cholesterol levels were negatively associated with the LVEDDs (Figure 4B, P=0.01). In addition, LV-EF was positively associated with cholesterol levels in iDCM patients (Figure 4C, P=0.006). However, both associations were weak. HDL- and LDL-levels were lower in patients with a low LV-EF (LV-EF<16%) when compared with patients with an ejection fraction >25% (HDL: P=0.015; LDL: P=0.008). In contrast, triglycerides were not different among patients with low compared with a high NYHA functional class (NYHA I vs. III: P=0.65). No associations were found for triglyceride levels with LVEDD (P=0.49) and ejection fraction (P=0.23).
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Levels of circulating sCD14 and lipids
Circulating sCD14 levels were examined in a subgroup of 82 heart failure patients with iDCM. Demographic parameters show that this subgroup had an advanced disease compared to the overall group (increased rate of NYHA functional class III, P<0.001; lower LV-EF: P=0.05). Lower levels of sCD14 were associated with lower levels of total cholesterol (r=0.38; P=0.004; Figure 5A) and LDL-cholesterol levels (y=4.62+0.26x; r=0.26; P=0.02). Moreover, reduced sCD14 levels were associated with a low LV-EF (r=0.46; P=0.004; Figure 5B). In contrast, no differences were found when patients were grouped according to NYHA functional class (NYHA I/II vs. III: 5.6±1.1 vs. 5.3±1.1 µg/L, P=0.39).
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| Discussion |
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We prospectively evaluated the independent prognostic significance of circulating lipid levels in heart failure patients with iDCM. The main results of the study are as follows. (i) Univariate Cox proportional hazards analysis revealed that low cholesterol and HDL-cholesterol levels are weak risk factors for the combined endpoint death and heart transplantation or the endpoint death alone in our study population. (ii) High LVEDD, high NYHA functional class, and low LV-EF were confirmed as predictors for death or heart transplantation as assessed by multivariable Cox proportional hazards analysis. Lipid levels did not contribute further independent information. Comparable results were obtained when death alone was evaluated. (iii) Exploratory analyses revealed that variables such as resting heart rate, hypokalaemia, C-reactive peptide and pulmonary artery pressures, and the presence of left bundle branch block did not, whereas the use of beta-blockers or statins did significantly contribute further independent information. (iv) Low levels of circulating CD14 were associated with low cholesterol levels and reduced LV-EF.
An inverse relation of cholesterol levels with the risk of death in either sex has been reported,35 consistent with observations that total cholesterol is negatively associated with non-atherosclerotic death.3641 Those data have been extended for heart failure patients: low cholesterol levels were reported to predict adverse prognosis in CHF patients with or without CAD8,9,11 even raising theoretical concerns about the use of statins in CHF treatment.7,42 Although low cholesterol levels were weakly associated with poor prognosis in our large population of iDCM patients in univariate analysis, this relation is lost in multivariable analysis. Known risk predictors, such as high NYHA functional class, high LV end-diastolic parameter, and low LV-EF, have been confirmed as independent risk factors predicting time to death and/or heart transplantation. Our data in iDCM patients further suggest that cholesterol levels are negatively associated with the severity of heart failure. Therefore, we speculate that low cholesterol levels in iDCM patients are indicative for the metabolic consequences of the severity of cardiac disease. Such a relation has earlier been reported in patients with cancer41,43 and in critically ill surgical patients.44
The lacking independent contribution of low cholesterol levels in our population to predict mortality in CHF patients may be explained by demographic differences among this and previously reported studies. Although patients with NYHA IV functional class heart failure and cardiac cachexia were included in earlier examinations,8,18,45 patients with NYHA IV functional class were excluded in our study. Of note, cholesterol levels obviously depend on age. An analysis of serum cholesterol levels and mortality risk as a function of age displayed that the relationship between total cholesterol levels and all-cause mortality was positive at the age of 40 years, negligible at 5070 years, and negative at the age of 80 years.46 Our study population was younger than the patients examined before.8,18,45 Thus, the independent contribution of low cholesterol levels in CHF patients in those analyses may be explained by unrecognized non-cardiac disease in elderly patients.43
It was proposed that high cholesterol levels beneficially modulate inflammatory activation by neutralization of endotoxin,7,8,18 and circulating sCD14 is seen as a marker of endotoxin challenge. In our study, low sCD14 levels are associated with a reduced LV-EF and low cholesterol levels. Because low levels of sCD14 may be due to a reduced shedding/formation of sCD14 by macrophages, we speculate that the metabolic consequences of severe heart failure initiate systemic immunosuppression.9 Of note, a significant positive relation of inflammatory markers and lipoprotein levels were found in CAD patients, but no associations were found in iDCM patients.47 Therefore, conclusions drawn from mixed heart failure population including the suggested endotoxin-lipoprotein hypothesis7 have to be interpreted with caution.
Intake of lipid lowering drugs appears mandatory in CAD patients. However, prospective data in patients with severe heart failure with or without CAD are currently scarce. It has even been postulated that decreasing lipid levels by statin treatment may adversely affect heart failure.7,8 However, experimental and clinical evidence supports the use of those drugs in CHF patients. Cerivastatin treatment of rats with experimental heart failure beneficially modulates LV remodelling and function.48 The short-term treatment of 68 iDCM patients with simvastatin significantly improved LV function, clinical symptoms, and markers of inflammatory activation.42 Comparable results have been reported in a small trial examining the effect of cerivastatin in iDCM patients.49 Possible beneficial effects of statins in CHF patients are also supported by the exploratory analysis of our database: statin use was associated with improved event-free survival in iDCM patients. Thus, statin treatment in heart failure patients appears promising. However, recommendations cannot be given until final results of ongoing prospective intervention trials are available.
There are several limitations of this study. (i) Enrolment of consecutive patients was not homogeneous throughout the years, which is probable due to changes of referral to our centre. Furthermore, lipid data were lacking in several patients leading to the exclusion of those patients for further analysis, which may have reduced external validity. (ii) The patients in our database displayed a very good prognosis indicating that we may have examined a rather odd population of patients. However, recent large intervention trials report comparable findings on prognosis in patients with iDCM.50,51 (iii) The Marburg cardiomyopathy database is a prospective database in which all deaths or heart transplants are included as primary endpoints. Because elective heart transplantation may be influenced by the size and blood group of the patients, our results may be distorted using this soft endpoint. Nevertheless, data analysis using death alone as secondary endpoint did not largely change our results. (iv) In previously published populations, higher age or increased body mass index are related to adverse outcome. Those co-morbidities may limit survival by influencing the progression of CAD and/or hypertensive heart disease. Because those co-morbidities were not evident in our cohort, conclusions to the overall heart failure population should be drawn carefully. (v) Multiple testing may lead to associations by chance leading to a final model deeming unreliable. Therefore, only a limited number of primary variables were included in the primary analysis and the Bonferroni method was used to correct for multiple testing. Our results clearly show that none of the candidate factors appears promising to independently predict prognosis in patients with iDCM. In conclusion, our statistical analyses have not led to the inclusion of additional factors in the final Cox regression model and, thus, confirm previous analyses.1215
In summary, our findings in iDCM patients corroborate and extend previous findings that low cholesterol levels indicate worse prognosis. However, these associations were weak and multivariable Cox proportional hazards analysis revealed that only NYHA functional class, LVEDD, and LV systolic ejection fraction are independent predictors for adverse outcome in this population. Our study suggests that low cholesterol levels are rather indicators of severe heart failure. This results and findings of small clinical studies do not argue against the use of statins in heart failure patients.
| Acknowledgement |
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We thank Marlies Krombach for her expert technical assistance. No financial interests have to be declared.
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J. G.F. Cleland, H. Loh, J. Windram, K. Goode, and A. L. Clark Threats, opportunities, and statins in the modern management of heart failure Eur. Heart J., March 2, 2006; 27(6): 641 - 643. [Full Text] [PDF] |
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